Solutions
GapSure for Investment Managers
AIFMD, MiFID II, prudential requirements, and AML/CFT. Your regulatory surface area grows with every new fund, strategy, or jurisdiction. You use GapSure to find compliance gaps in your procedures, draft improvements, and prove defensible coverage as you scale.
The reality today
Your regulatory surface area multiplies with each new strategy, jurisdiction, or fund structure. Compliance gaps accumulate as you grow, and lean teams can’t keep pace with manual reviews.
AIFMD, MiFID II, UCITS, prudential, AML/CFT, and market abuse requirements overlap and interact. Compliance gaps hide in the overlaps between frameworks.
Every new fund, strategy, or jurisdiction brings additional regulatory obligations. Without systematic gap analysis, each launch risks introducing compliance gaps that go unnoticed.
Regulators are tightening expectations on delegation arrangements. You need procedures that are verified and strong, not ones that exist on paper alone.
IFPR, capital adequacy, and liquidity requirements demand procedures that cover risk management, reporting, and escalation obligations with evidence. Gaps here carry material risk.
You operate with a small compliance team. You need to find and close gaps in days, not spend weeks on manual compliance exercises.
Institutional investors demand evidence of compliance maturity. Ad hoc responses to DDQs waste time and expose gaps in your procedures.
How GapSure changes this
You run your procedures through GapSure against verified regulatory knowledge. The analysis identifies compliance gaps across AIFMD, MiFID II, prudential, and AML/CFT frameworks, and generates AI-drafted improvements for your team to review. Stronger procedures, returned with a full audit trail.
Multi-framework gap analysis
You check your procedures against verified AIFMD, MiFID II, prudential, and AML/CFT knowledge. Coverage scores from Comprehensive to None across every applicable requirement, so you see where the gaps are.
Defensible coverage that scales
As your fund range and jurisdictions grow, you identify new gaps and draft improvements through GapSure. Your compliance coverage scales with the business: defensible, governed, and traceable at every stage.
Delegation & oversight gaps closed
You identify where your delegation oversight procedures fall short of regulatory expectations and get drafted improvements. Demonstrate to regulators that delegation arrangements are governed, with a full audit trail.
Investor-ready evidence
Institutional investors or fund boards ask about compliance maturity. You show them defensible evidence: gaps identified, improvements made, full audit trail. Consistent answers instead of ad hoc responses.
Prove it in 4–8 weeks
Start with AML/CFT, conduct, or delegation oversight. You upload your procedures, review the gaps and drafted improvements, and get back defensible compliance coverage with a full audit trail.
- ✓ Gap analysis against verified knowledge
- ✓ Coverage scored: Comprehensive to None
- ✓ AI-drafted procedure improvements
- ✓ Stronger procedures, reviewed & approved
- ✓ Full audit trail
- ✓ Compliance gaps closed
- ✓ Coverage consistency improved
- ✓ DDQ response time decreased
- ✓ Defensible coverage established
- ✓ New fund onboarding accelerated
Find gaps. Close them. Prove it.
See how GapSure helps investment managers maintain defensible compliance coverage as they grow.